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PPB Module BChapter Notes5–7 Marks Expected

Government Sponsored Schemes

Principles & Practices of Banking | Module B · Chapter 40

Chapter 39 covered MSME classification and credit guarantees. This chapter surveys all major government-sponsored credit and livelihood schemes: DAY-NRLM (rural SHGs), DAY-NULM (urban self-employment), PMJDY, PMSBY, APY, MUDRA/PMMY, KVIC, and PMEGP — each with its eligibility, financial parameters, and subsidy structure.

By Bankopedia.co.inUpdated 2026JAIIB PPB · Module B

📌 Why This Chapter Matters in JAIIB

Expect 5–7 questions from this chapter. Key focus areas: DAY-NRLM SHG lending norms (CCL min ₹6L, DP = 6× corpus; no collateral ≤₹10L; interest subvention at 7% up to ₹3L); DAY-NULM SEP-I/SEP-G parameters (max ₹2L per person; SEP-G up to ₹10L aggregate; no margin ≤₹50K; repayment 5–7 years); PMJDY overdraft (max ₹10,000; 4× avg balance or 50% credit summations; ≤2% above Base Rate); PMSBY premium and coverage (₹20/year; ₹2L accidental death/full disability; ₹1L partial; age 18–70); APY launch and eligibility (09.05.2015; PFRDA; 18–40; income-tax payers ineligible from Oct 1, 2022); MUDRA tiers (Shishu ≤₹50K; Kishor ₹50K–₹5L; Tarun ₹5L–₹10L; CGFMU cover; no collateral); PMEGP subsidy table (General: 15% urban / 25% rural; Special: 25% / 35%; manufacturing ≤₹50L; service ≤₹20L).

Key Facts & References — Chapter 40 at a Glance

DAY-NRLM renamed:March 29, 2016 (replaced SGSY / NRLM)
SHG Revolving Fund:Min ₹10,000 – Max ₹15,000 per SHG
Interest subvention:SHGs lend at 7% p.a.; up to ₹3 lakh per SHG; banks subvented for WAIC minus 7% (max 5.5%)
CCL minimum:₹6 lakh for 3 years; Year 1 DP = 6× corpus or ₹1 lakh (whichever higher)
Collateral — SHG loans:No collateral ≤ ₹10 lakh; CGFMU cover for ₹10L–₹20L
Panchasutras:Regular meetings; Regular savings; Regular inter-loaning; Timely repayment; Up-to-date books
SHG eligibility for loan:Active ≥ 6 months; NABARD grading; practicing Panchasutras
DAY-NULM renamed:February 2016 (replaced SJSRY / NULM)
SEP-I max project cost:₹2,00,000 per individual
SEP-G aggregate loan:₹2 lakh per member or ₹10 lakh aggregate (lower of the two)
SEP-I/G margin:Nil for loan ≤ ₹50,000; preferably 5%, max 10% for higher amounts
SEP-I/G repayment:5–7 years after moratorium of 6–18 months
PMJDY OD limit:₹10,000 (lower of 4× avg monthly balance or 50% of credit summations in preceding 6 months)
PMJDY OD sanction period:36 months (subject to annual review)
PMJDY accident insurance:₹1 lakh (₹2 lakh for accounts opened after 28.8.2018); RuPay card
PMJDY life insurance:₹30,000 for account holder with RuPay debit card
PMSBY premium:₹20 per annum (auto-debit); annual renewal June 1–May 31
PMSBY coverage:₹2 lakh — accidental death / full disability; ₹1 lakh — partial disability; age 18–70
APY launched:09.05.2015; administered by PFRDA
APY eligibility:Bank account holders aged 18–40; income-tax payers ineligible from October 1, 2022
APY pension options:₹1,000 / ₹2,000 / ₹3,000 / ₹4,000 / ₹5,000 per month at age 60
MUDRA set up:April 2015; administers PMMY
MUDRA — Shishu:Loans up to ₹50,000
MUDRA — Kishor:Loans ₹50,001 – ₹5 lakh
MUDRA — Tarun:Loans ₹5 lakh – ₹10 lakh (maximum)
MUDRA security:First charge on financed assets + CGFMU cover; no collateral
MUDRA refinance tenor:Maximum 36 months
KVIC set up:April 1957 (took over from All India Khadi and Village Industries Board)
PMEGP launched:2008 — merged PMRY + REGP; runs FY 2021-22 to 2025-26
PMEGP general subsidy:Beneficiary: 10%; Urban: 15%; Rural: 25% of project cost
PMEGP special category subsidy:Beneficiary: 5%; Urban: 25%; Rural: 35% (SC/ST/OBC/Women/Ex-Svc/NER/Hill)
PMEGP manufacturing ceiling:₹50 lakh (new unit); ₹100 lakh (upgradation)
PMEGP service/business ceiling:₹20 lakh (new unit); ₹25 lakh (upgradation)
PMEGP 2nd loan subsidy:15% (20% NER/Hill); beneficiary: 10%
PMEGP minimum scoring:50/100 for ≤₹10L; 60/100 for >₹10L
PMEGP collateral-free limit:No collateral for loans up to ₹10 lakh
PMEGP loan decision timeline:Within 30 days of receipt of application from district agency
1

DAY-NRLM — Background, SHG Framework & Lending Norms

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40.1 Background

National Rural Livelihoods Mission (NRLM) replaced the Swarnjayanti Gram Swarozgar Yojana (SGSY) scheme. It was subsequently renamed Deendayal Antyodaya Yojana — National Rural Livelihoods Mission (DAY-NRLM) with effect from March 29, 2016. Its objectives: (a) promoting poverty reduction through strong institutions of the poor; (b) enabling access to financial and livelihood services; (c) complementing institutional platforms with financial, productive, and market linkage support. Beneficiary composition: 50% SC/STs, 15% minorities, and 3% persons with disability.

40.1.1 Key Features of DAY-NRLM

Universal Social Mobilisation:At least one member (preferably a woman) from each identified rural poor household brought under the SHG network. No poor household is left out.
Panchasutras (5 disciplines):Regular meetings; Regular savings; Regular inter-loaning; Timely repayment; Up-to-date books of accounts — mandatory for SHG eligibility.
Interest Subvention:Subvention on interest rate above 7% p.a. on loans from mainstream financial institutions; difference between WAIC and 7% is subvented (up to max 5.5%).
Intensive vs Non-Intensive Blocks:Intensive blocks get full professional staff and range of activities. Non-intensive blocks have limited scope.

40.1.3 Financial Assistance to SHGs

Revolving Fund (RF)

Corpus support per SHG: minimum ₹10,000 and maximum ₹15,000. Purpose: build institutional/financial management capacity and credit history.

Community Investment Support Fund (CIF)

Provided in intensive blocks; maintained in perpetuity by Federations. Used to advance loans to SHGs or fund common socio-economic activities.

Interest Subvention

Reduces interest burden to 7% p.a. on all credit from banks/FIs by women SHGs — for a maximum of ₹3,00,000 per SHG.

40.1.5 Lending Norms for SHGs

Eligibility Criteria for Loans to SHG

  • Active existence for at least 6 months as per its books of account.
  • Qualified as per grading norms fixed by NABARD.
  • Practicing Panchasutras (5 disciplines as above).
  • Defunct SHGs may be eligible if revived and active for at least 3 months.

Cash Credit Limit (CCL) — Minimum ₹6 lakh for 3 years

YearDrawing Power (DP)
1st Year6× existing corpus or min ₹1 lakh (whichever is higher)
2nd & 3rd YearDP enhanced based on repayment performance
3rd Year onwardsMin ₹6 lakh based on Micro Credit Plan (MCP) appraised by Federation/support agency and credit history
4th Year onwardsAbove ₹6 lakh based on MCP and credit history

Purpose of Loan & Income-Generating Portion

Quantum of LoanMin. Portion for Income-Generating Purpose
Above ₹2 lakhAt least 50%
Above ₹4 lakhAt least 75%
Above ₹6 lakhAt least 85%

Security & Collateral

  • Up to ₹10 lakh: No collateral, no margin, no lien on savings bank account of SHGs.
  • ₹10 lakh – ₹20 lakh: No collateral; entire loan eligible for cover under Credit Guarantee Fund for Micro Units (CGFMU).
  • Willful defaulters are not to be financed under DAY-NRLM.
  • Banks must not deny loans to entire SHG merely because individual members (or their family) are defaulters.

40.1.12 Interest Subvention Scheme for Women SHGs

Select 250 Districts (Category I)

  • PSBs/Pvt SBs/SFBs lend to women SHGs in rural areas @ 7% p.a. up to ₹3 lakh.
  • All women SHGs eligible for interest subvention on credit up to ₹3 lakh.
  • Banks subvented for difference between WAIC and 7% (max 5.5%).

Other Districts (Category II)

  • SHGs provided additional 3% subvention on prompt repayment of loans.
  • Prompt repayment (CCL): balance ≤ limit with at least one customer-induced credit/month covering interest.
  • Prompt repayment (Term Loan): interest and instalments paid within 30 days of due dates.
2

DAY-NULM — Urban Self-Employment (SEP-I & SEP-G)

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40.2.1 Background

Swarna Jayanti Shahari Rozgar Yojana (SJSRY) was replaced by National Urban Livelihoods Mission (NULM), which was renamed Deendayal Antyodaya Yojana — National Urban Livelihoods Mission (DAY-NULM) in February 2016. Its Self-Employment Programme (SEP) provides financial assistance (interest subsidy) to urban poor individuals and groups for setting up micro-enterprises. Women beneficiaries ≥ 30%; differently abled 5%; SCs/STs at least proportionate to their share in city population.

40.2.7 SEP-I — Individual Enterprise

Age:Minimum 18 years
Max project cost:₹2,00,000 per individual
Collateral:No collateral — only assets financed charged to bank; CGTMSE guarantee
Margin:No margin for loans ≤ ₹50,000; preferably 5%, max 10% for higher amounts
Repayment:5–7 years after initial moratorium of 6–18 months
Loan type:Term Loan (capex) + Cash Credit (working capital); or Composite Loan

40.2.8 SEP-G — Group Enterprise

Eligibility:Min 3 members; ≥ 70% from urban poor families; not more than 1 person from same family
Age:At least 18 years
Max loan:₹2 lakh per member or aggregate ₹10 lakh — whichever is lower
Mode:Single loan to group, or individual loans (up to ₹2L each, cap ₹10L total)
Collateral:No collateral or guarantee; assets charged to bank; CGTMSE cover
Margin:No margin ≤ ₹50,000; preferably 5%, max 10% for higher amounts
Repayment:5–7 years after moratorium of 6–18 months; additional loan allowed even if previous loan outstanding

40.2.5 Interest Subsidy Pattern (DAY-NULM)

  • Interest subsidy = interest charged above 7% p.a. (for timely repayment).
  • Additional 3% interest subvention for Women SHGs (WSHGs) who repay in time — banks credit this to WSHG accounts, then claim from ULB.
  • Claims settled monthly; ULB releases subsidy (difference between 7% and prevailing rate) to banks; must not remain pending beyond one quarter.
  • Nodal Bank (designated per state by PSB) transfers amount to beneficiaries via DBT mode.
  • Applications processed by bank within 15 days of receipt from ULB Task Force.

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